Senior Compliance Manager - Superannuation

Senior Compliance Manager - Superannuation






Senior Compliance Manager - Superannuation

Detalles de la oferta

Senior Compliance Manager - Superannuation

Date: 17-Jan-2020



Employment Type: Permanent Full Time

A leading Wealth Management, advice-led organisation

Support the organisation’s enterprise-wide compliance management framework

Be part of a team and culture that values people

The Role

Reporting directly to the Chief Risk Officer this exciting opportunity supports the implementation of the organisation’s enterprise-wide compliance management framework within IOOF’s Superannuation business and Friendly Society, and provides subject matter expertise in identifying, assessing, mitigating and reporting on a broad range of risks across the business.

This is an opportunity to be part of an expanding team of Risk & Compliance professionals and to contribute knowledge and expertise to the development of a leading Risk & Compliance function.

Key Responsibilities:

Implementing the compliance program, including regulatory change, across the Superannuation areas of the business and the Friendly Society.

Review, interpret and implement regulatory change relevant to the organisation’s superannuation business. Advise and provide support to the business on changes to Superannuation regulations.

Ensuring compliance with all Superannuation licenses and regulatory requirements.

Review and draft compliance policies, ensuring continuous enhancement to the compliance policy framework, especially in relation to superannuation and the Friendly Society.

Collection, analysis, escalation and reporting of compliance exceptions & breaches.

Ensuring staff understand and are trained on their compliance obligations and the regulatory environment.

Working as one of the key points of liaison with the Office of the Superannuation Trustee (OST).

Help drive and maintain a strong and resilient culture of risk and compliance is embedded across the business.

Responsible for helping to build a strong and highly regarded team.

To Be Successful in This Role You Will Possess:

Undergraduate degree in Business/Commerce, Law or relevant subjects

Post graduate studies in Investments and/or Advice and/or Superannuation preferred

Experience in Compliance management roles in complex financial services organisations, and

senior leadership roles

Detailed understanding of superannuation laws and landscape in Australia.

Ability to drive change through regulatory compliance engagement with the business, systems, processes, and people.

Ability to work effectively with clients, internal and external stakeholders.

Ability to write well and have a high attention to detail.

Experience in working in complex businesses undergoing significant transformation and remediation.

In return, we offer development opportunities at an ASX top 200 company

A professional, supportive and friendly culture

A range of corporate and life style benefits

The Business

IOOF is one of Australia’s largest financial services companies and we offer a full range of products and services, including financial advice, platform management and administration, investment management and trustee services. The IOOF group has been helping Australians secure their future since 1846. During that time, we have grown substantially to become a leading provider of quality financial services. We now manage and administer more than $143 billion of client monies and are listed on the Australian Securities Exchange in the ASX top 200 (ASX:IFL).

To Apply

Please submit your resume with a covering letter by clicking on "Apply Now".

Applicants will be required to provide evidence of their eligibility to work in Australia, and at a minimum be required to undertake police and basic credit checks as a condition of employment.

Please note that applications from agencies will not be considered at this time.

Fuente: Learn4Good




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